Job Details

Consumer Banking Risk Management has an immediate opening for Senior Risk Director, Wealth Management. The Senior Risk Director will develop, manage, and mitigate various types of risk with specific focus on aspects of compliance and operational risk for Wealth Management. This includes aspects of material risk related to how Wealth Management develops, launches, sells, and processes products and services. The Senior Risk Director will integrate activities between Risk, Compliance, and brokerage and Investment management Supervision. Experience in developing Private Wealth risk and compliance programs for dual-registered Broker-Dealer/ Registered Investment Advisor, and RIA serving ultra-high net worth clients, 12 CFR 9 Trust and Fiduciary business, including exposure to Alternative Investments and 33 and 40 Act programs. The Senior Risk Director manages Consumer Banking Risk for Citizens Wealth Management, including Wealth Compliance. Responsible for leading the business in the develo...Risk, Director, Management, Compliance, Wealth, Leadership, Accounting